Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
shareholders’ approval, (2) inclusion of financial assistance to the transaction list subject to material transaction rules, (3) repeal of the categorization of related party transactions to subject them to the
Across all pillars of our Little Helps Plan, we recognize the importance of collaboration and partnerships to deliver the biggest difference. Here are a number of examples: In 2018 we announced our five
client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing categorization to be treated as retail investor. Clause 34 For
accordance with international standards. This includes (i) calculation of ratio limit, (ii) categorization of fund types to better reflect investment risks based on net exposure instead of investment value
consolidated financial statements. The revision was to recognize the gain on disposal of investment in the subsidiary to equity attributable to shareholders of the parent in the consolidated financial statements
(Public Organization) (DGA) on 6 December 2023. The Digital Government Awards recognize the digital transformation excellence of governmental organizations. This year, the SEC received the Runner-up Award
vs Heterogeneous categorization. - Key corporate governance issues facing family-firms. Case study analysis. - Focus on specific corporate governance issues. - Analysis spanning 14 Asian nations with
categorized type of the client , the intermediary shall notify the client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing
already categorized type of the client, the intermediary shall notify the client to acknowledge the result of the client’s categorization, rights, restrictions and risk level, including right to request for