Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material
to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident
imported metals increased to 98% of the total sales in 1H 2018, marking a complete make-over into PDI’s Metals business. Total expenses of 2Q 2018 reached 1,347.43MB, an increase of 17% from 1,155.05MB in 2Q
reached 1,174.86MB, a decrease of 18% from 1,439.36MB in 3Q 2017, of which 92% contributed from zinc trading business and 6% from renewable energy. Sales and services of 9M 2018 reached 3,697.26MB, a
conditions to be negotiated and agreed with the potential buyer. By this disclosure, the Company hereby disclose that the Company has reached the agreement to sell all of the 4,171,118 ordinary shares in WG
. The progress of a new non-hazardous waste landfill is approximately 50 percent, it is expected to be complete within Q4/2017. GENCO and OTANI (Japan) have reached an agreement to invest in a pre
reached 4,874.55MB, a decrease of 21% from 6,169.06MB in year 2017, of which 93% contributed from zinc trading business and 7% from renewable energy. The decrease is mainly from decline in total sales
transactions, the disclosure of acquisitions and dispositions of material assets of listed companies to ensure that shareholders are provided with accurate and complete information before casting their votes