The SEC Board has approved the principles for amending the regulations concerning ICO portals to allow the outsourcing of all system operations related to ICO portals, including certain due diligence
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
clarify and disclose information in the following matters: (1) the true existence and legal rights on the coal mines, and (2) the report on the re-assessment results of the fair values of the mining
accommodate future outbound business potential in the region, new licensing criteria will be in a form of single license allowing license holders to engage in a full range of securities businesses. Those who
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance
investment units remains normal. However, the SEC is on the close watch for signs of pressure on securities companies as well as overall trading and investment situations of mutual funds,? said Prasong. As
Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
a means of imparting financial and investment knowledge to the public apart from the businesses’ normal operations. Such activities were conducted in various formats, including production and
in the times of normal and emergency. This is the attempt to minimize risk during the events of terrorist and economic crisis. Countries with well-established risk management system, especially in