Securities Commissions (IOSCO) or the World Federation of Exchanges (WFE); - sovereign/quasi-sovereign bonds, international organization bonds, corporate debentures, or structured notes that are of
Fund of Bond Funds, covering the local-currency bonds issued by sovereign and quasi-sovereign issuers in EMEAP countries. The EMEAP members are Australia, China, Hong Kong, Indonesia, Japan, Korea
director or executive’s full name ] Part 2: Characteristics Indicating Untrustworthiness 1st Group Characteristics (1) I am an insolvent person. [ ] Yes [ ] No (2) I am an incompetent or a quasi-incompetent
director or executive’s full name] Part 2: Characteristics Indicating Untrustworthiness 1. Being a person having any of the following characteristics: (1) I am an insolvent person, an incompetent or a quasi
; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive
or Section 145 or in accordance with the provisions of other laws; (5) Being subject to receivership by a court order; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose
receivership, being an insolvent, an incompetent or a quasi-incompetent person; 3 (b) having been sentenced to imprisonment by the court’s final judgment as a result of guilty in market abuses of securities or
being an insolvent, incompetent or quasi-incompetent person; (2) being a certified public accountant whose license: (a) is being suspended by the ethical standards committee under the law governing
remaining approval period by the SEC. 7. Prohibited characteristics (1) being put under receivership by the court's order; or being an insolvent, incompetent or quasi- incompetent person, (2) being