Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...
2021 Reviewed Consolidated Q3 30/09/2021 2021 Reviewed Company Q2 30/06/2021 Qualified opinion 2021 Reviewed Consolidated Q2 30/06/2021 Qualified opinion 2021 Reviewed Company Q1 31/03/2021
2021 Reviewed Consolidated Q3 30/09/2021 2021 Reviewed Company Q2 30/06/2021 Qualified opinion with an emphasis of matters /Others 2021 Reviewed Consolidated Q2 30/06/2021 Qualified opinion