, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
intermediaries. - For the offering of bills, a statement of 'Intended to be negotiable among institutional investors, high net worth investors, and investors related to the issuer' shall be included on the front
bills, a statement of 'Intended to be negotiable among institutional investors' shall be included on the front of the bills. - Applicable to the offering of bonds [1] . - Application shall be submitted
of change in qualification of grid interconnection cable required by a private power operator, then also non-negotiable payment period of land purchase for the project under BMP-5, and change in
tradable opportunities in the market and makes the index a more liquid investment. Illustration based on EDHEC (2006), “Assessing the Quality of Stock Market Indices: Requirements for Asset Allocation and
seeking to benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit
benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit; (3) Thai
หลักประกันหรือค้ําประกัน, ไมมีอนพุันธแฝง ไมมีลักษณะcallable bond หรือ putable bond (จ) ไมสามารถแปลงสภาพเปนหลักทรัพยหรือทรัพยสินอื่น หรือไมมีโครงสราง ที่ซับซอน (เชน ศุกูก, securitization เปนต
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (...