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SEC and ASCO push for service quality enhancement plan for securities houses

Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles to seek proper solutions.ASCO came up with a quality enhancement plan for investment analyst...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4650

SEC and AIMC push for risk management guideline and due diligence checklist

Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and due diligence checklist before investing in complex financial products to promote business standard and competitiveness. SEC Secretary-General Vorapol Socatiyanurak said that the SEC approved the AIMC?s investment risk management guideline and due diligence checklist before investing in complex finan...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5113

SEC joins Thailand’s International Anti-Corruption Day 2024 under the theme “Fight Against Corruption: Push to the Limit, Stop the Corruption”

: Push to the Limit, Stop the Corruption,” featured exhibitions showcasing anti-corruption efforts across various sectors, raising awareness and anti-corruption commitment performances. The ceremony took

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11472

List of Approved persons / Licensees

display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000053387

List of Approved persons / Licensees

display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000084178

List of Approved persons / Licensees

to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143471

List of Approved persons / Licensees

to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143473

List of Approved persons / Licensees

display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143474

List of Approved persons / Licensees

No records to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143484

List of Approved persons / Licensees

display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

https://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143488

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