Bangkok, 25 July 2022 – It appears that Zipmex Thailand has not resumed its digital asset trading service in accordance with the company’s rules, conditions and procedures (Trading Rules) as approved

applicant fails to comply with the post-approval conditions.   The amendments on whitewash are in accordance with the existing principles whereby the applicant shall be granted a waiver provided that the

The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is to ensure that asset management companies have standardized work and also ensure that they are c...

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the

) infrastructure trusts. Clause 6 The preparation and disclosure of information by mutual funds and trusts pursuant to this Notification shall be in accordance with the following rules: (1) provisions governing

disclose related information in full in accordance with common disclosure standards. This is to allow investors to compare SRI Funds conveniently and have sufficient information for making informed

Trust status with the SEC. Such VC or PE Trust must also have qualifications in accordance with the rules, procedures and conditions as specified by the Director-General of the Revenue Department.  The

-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which

, complete and up-to-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any