The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
ชื่อผู้ได้มา/จำหน่าย :?TUNTEX DISTINCT CORPORATION | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 19/11/2546
against Wichai for his fraudulent acts by misappropriating company assets and converting them to himself and other persons. He committed it by falsifying documents for securities purchasing orders to
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
Section 300 with Section 56, Sections 59, 238, 241, 246, 274, 275, 296, 298 and 312 of the SEA in conjunction with Section 83 of the Penal Code. As Kittipat committed several distinct and different offences
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the