For derivatives business operators to have sufficient time in preparing their operating systems, the SEC approved draft rules governing derivatives agents with requirements as follows: Readiness
To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the
Bangkok, November 18, 2008 ? Following the approval of the SEC Board and the Capital Market Supervisory Board (CMSB) for the issuance of notifications regarding licensing of restricted agents for
Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of
Plc. (TFEX) and gold business operators, has explored possibilities for gold business operators to take part in the gold future business through becoming limited derivatives agents, selling agents or
the collected data. ( 8 record(s) found) No. Report Name Data File As of Data Definition 1 Quarterly Assets, Liabilities and Shareholders Equities of All Securities Companies and Derivatives agents
Bangkok, December 9, 2009 ? The SEC is inviting the public to comment on the draft amendment to the rules governing appointment of selling agents by asset management companies, securities companies