Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based
The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF?s immediate priorities for the year, during its 24th meeting
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that could affect the preparation of financial statements of listed companies. The main objective of the guidelines is to ensure clarity of application of accounting standards in financial statements of listed companies during the crisis and mitigate potential impacts on business operation. The two acc...
affecting the development of securities businesses in the capital market, both in Thailand and aboard, in order to lay out the landscape, securities business structure, policies and directions for promoting
fund management company shall provide an option for unitholders of a closed-end mutual fund to exit from the closed-end mutual fund, (if unitholders opt to exit) the mutual fund shall comply with the
fund management company shall provide an option for unitholders of a closed-end mutual fund to exit from the closed-end mutual fund, (if unitholders opt to exit) the mutual fund shall comply with the
consideration. The Sub-Committee opined that the tender offer rules aim to protect securities holders in cases of change in control over the business by providing fair exit and fair treatment to shareholders who
IPOs between 2002-2005, 10 out of 93 firms posted NC status. The probability of becoming delisted increases considerably after year 6 of listing. 2 Illustration of reverse takeover 3 Private firm
ทุน/บุคลากร/ ระบบงาน เปดเผยขอมูล/ การติดตอและใหบริการ ลูกคา แผนรองรับการออกจาก โครงการ (Exit Strategy) คุณสมบัติ/การดําเนินการ @secthailand 1207ThaiSEC_Newsสํานักงาน กลต
blockchain / smart contract เป็นต้น มาใช้ในกระบวนการจัดการเงินค่าจองซื้อหุ้น (2) เพื่อให้ผู้ลงทุนมีช่องทางในการ exit หรือขายหุ้นออกได้ง่ายขึ้น โดยปรับปรุงกฎเกณฑ์ให้ funding portal สามารถทำหน้าที่ตลาดรองเพื่อ