provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
advice service provision requires that the business operators must provide all five services as follows: (1) exploring and understanding customers; (2) constructing an investment portfolio; (3
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application. For further inquiries or whistleblowing, please contact SEC Public Service Center at Hotline 1207 or via online channels such as SEC Facebook Page and SEC Live Chat at the SEC website, 24 hours
giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service
in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts
required to apply for a license, obtain the qualifications and comply with the governing regulations before providing the service; and (2) Require digital asset custodial wallet providers and digital
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Service Statistic Search สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ เกี่ยวกับ ก.ล.ต. บทบาทหน้าที่ โครงสร้าง ก.ล.ต. คณะกรรมการ ก.ล.ต. คณะกรรมการกำกับตลาดทุน คณะผู้บริหารสำนักงาน ก.ล.ต. ผัง
foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by