The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to
convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Previously, the SEC had invited Mr. Akeyuth Anchanbutr to provide information concerning his claims that (1) two politicians involved with SCIB-C1 price manipulation, and (2) he had information on
The SEC revealed that Mr. Akeyuth Anchanbutr came for testimony as ordered; but provided no new material information that neither clearly signifies share price manipulation nor names or groups of people allegedly involved as he previously claimed. His assumption was based on his own personal view. As publicized via various media, Mr. Akeyuth Anchanbutr has accused that (1) two politicians (implying with the initials) had been involved in the SCIB-C1 price manipulation and (2) there were also...
The Securities and Exchange Commission (SEC) organized the Campaign on Campus Initiative under the theme, "The Path to a Million: Investment Portfolios in the AI Era." The campaign aimed to equip Thammasat University students with financial and investment knowledge, preparing them to become capable investors in the future.The event featured expert speakers who provided insightful lectures and inspired participants to begin their investment journeys. Key topics included “Three Keys Factors of Val...
The Securities and Exchange Commission (SEC), in collaboration with representatives from the National Saving Fund (NSF), provided financial literacy lectures titled “Saving and Welfare for Thais and Investment for Gen Z” to approximately 500 students at Suan Sunandha Rajabhat University, Nakhon Pathom Campus. The session focused on the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, and key information to review before making investment decisions. The e...