Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
% increase from the same period last year. This was the result from the orders for customers in the production of protector guard equipment for Hockey sport are increasing. 2. Other Income 7.91 Million Baht
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
treatment of its stakeholders, accounting and money laundering, data privacy etc. The Group has established what is known as a ‘Protector Line’ which allows its employees and suppliers to raise concerns
or incompetency or other cases as determined by the Board of Directors and/or the person(s) entrusted by the Board of Directors, such persons or their heir, guardian or curator shall be entitled to
Company’s operation, death or disability or incompetency or other cases as determined by the Board of Directors and/or the person(s) entrusted by the Board of Directors, such persons or their heir, guardian
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/09/2005