ชื่อผู้ได้มา/จำหน่าย :?ITOCHU TEXTILE PROMINENT (ASIA) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/12/2556
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than https://publish.sec.or.th
must be made in print or electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than https://publish.sec.or.th/nrs/4336pe_r.pdf Microsoft Word