OECD Principles of Corporate Governance as well as the OECD Guidelines on Corporate Govern- ance of State-Owned Enterprises. In addition to being a valuable venue for networking and knowledge-sharing
suspended for eight months. However, she has already been suspended by her employer for three months. The SEC thus ordered another five months? suspension to complete the term.Bualuang Securities: (11) {A
on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
, compensate for the benefits received from committing the offenses and reimburse for the investigative offenses, at the total amount of 7,660,441 baht; (2) Jeeranan was subject to a civil penalty, compensate
customer engagement in order to reinforce our digital banking leadership, in support of the national policy of making Thailand a cashless society, we launched a “No Fees” campaign for funds transfer, top-up
Significant Regulations and Rules related to Business Operations during 2019 can be found in the Management Discussion and Analysis (MD&A) reports for the quarters ending March 31, 2019, June 30, 2019, and
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
opportunities to provide input and comments on the practicality and relevance of draft regulations before they take effect. In the event that new regulations are anticipated to have a wide or significant impact
1.50 percent for almost all of 2018 to accommodate domestic economic activity, which is continuing along a stable recovery path. 1.2 Banking Industry and Competition In the second quarter of 2018