may affect investors. The SEC however will continue overseeing the testing of the system closely. The implementation of blockchain technology to support capital market processes under regulatory
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders, respectively, The DSI has accepted the case as its special case and the SEC has reported the ca...
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case has not been completed yet and is still in the process of seeking detailed information from various securities companies and financial institutions. Besides, the information forwarded by the Stock Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation o...
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Bangkok, January 29, 2010 ? The SEC and the Association of Securities Companies (ASCO) held its first quarterly meeting of the year to update progress in three major areas as follows: 1. Preparation
April 26, 2012.In addition, the SEC requires PAF to report through the SET ' s electronic system within April 26, 2012 the progress following the board of directors ' resolution on November 10, 2011
requiring the company to file with the SEC monthly progress report.SEC Secretary-General Thirachai Phuvanatnaranubala revealed that ?the CMSB concurred to extend the due date for undertaking out-of-court
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
The ASEAN Capital Markets Forum (ACMF) welcomed the progress achieved by the ASEAN Green Bond Standards at its meeting today. Since its launch in November 2017, the ASEAN Green Bond Standards have