Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this
establishing a clear timeframe for improved progress of the cooperation program. In this regard , The Management of SEC Thailand also expressed the good will to pay the courtesy visit to His Excellency Mr. Sou
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
also promote dialogues and productive cooperation with public sector organizations, state enterprises, business sectors, civil society, the public and relevant international organizations to promote
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall
On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors...