SEC Search

Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5630

SEC announces progress on Mekong Capital Markets Cooperation

Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this collaboration framework and entered into MoU signing to lay the foundation for capital market cooperation to promote sustainable growth in the region. Vorapol Socatiyanurak, SEC Secretary-General revealed the meeting results of the 3rd MCMC meeting hosted by the SEC recently in Pattaya City last month. P...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5494

SEC announces Anti-corruption Progress Indicators 2015 assessment results of Thai listed companies

Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194

SEC updates progress of the blockchain-based bond offering under regulatory sandbox

On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8228

SEC reveals progress on study on audit firm-auditor supervision laws in foreign country to hasten Thai oversight system

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8525

The SEC supports Thaipat Institute to develop CSR and Anti-corruption progress indicators for Thai listed companies

Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5394

ASEAN Capital Market Regulators Welcome the Progress of the ASEAN Green Bond Standards and Agree to Implement Professional Mobility Framework to Drive Regional Connectivity

The ASEAN Capital Markets Forum (ACMF) welcomed the progress achieved by the ASEAN Green Bond Standards at its meeting today. Since its launch in November 2017, the ASEAN Green Bond Standards have

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6993

Derivative Warrant Prospectus - CIMB : CIMB SECURITIES (THAILAND) COMPANY LIMITED

Derivative Warrants | GFPT07C1410A | DERIVATIVE CALL WARRANTS ON GFPT PUBLIC COMPANY LIMITED ISSUED BY CIMB SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN OCTOBER 2014 # A | Stock in SET100

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=3699

Derivative Warrant Prospectus - CIMB : CIMB SECURITIES (THAILAND) COMPANY LIMITED

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=3274