compliance profession. The joint meeting took place on 1 December 2023.

Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003) and the Trust for Transactions in Capital Market B.E. 2550 (2007). “Institute of Appraisal Profession” means an

Reporting and Audit Oversight >   Supporting Accounting Profession to be in line with International Standards Regulations SHARE : Detail Content ​​​ Financial reporting and audit oversight   1. Supporting

profession. The audit profession includes, for example: audit firms, professional bodies and bodies or entities associated with the audit profession. Indicators of independence from the profession include: - A

stakeholders and support the continuing development and entry of qualified and ethical personnel into the audit profession. This is an important step towards the sustainable development of the economy.”The

(IFIAR) Financial Accounting Standards Board (FASB) International Accounting Standard Board (IASB)​   Supporting Accounting Profession to be in line with International Standards Auditor Supervision

for capital market transaction, an appraisal company in capital market and a lead appraiser shall perform duties in accordance with standards and ethics regarding appraisal profession and with

approval of private fund custodian; □ 3.2 For approval of private fund custodian and requesting for the permission to commence the business, which the commencement date will be……………………… □ 3.3 For renewal of