Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3) Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022
subsidiary company to enter into transaction to purchase assets from Exact Q Co., Ltd. who is a connected party to the company, in an amount of not exceeding Baht 18,000,000.-, according to transaction details
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc
PATHANAPIBUL PLC. [SPC] WBLP Company Limited [WBLP] I.C.C. INTERNATIONAL PLC. [ICC] EXACT Q Company Limited [EXACT Q] I.D.F. COMPANY LIMITED [IDF] 3) Connected persons and form of relation Co-Director / Co
opened with a securities company. For example, having advanced knowledge of which stocks his clients would trade and when, Sanguan ordered to buy the exact same stocks for his relative?s account before
} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected
ตลาดหลักทรัพย์ including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through
] บริษทั ดบัเบิ้ลย ูบีแอลพี จ ากดั [WBLP] บริษทั ไอ.ซี.ซี. อินเตอร์เนชัน่แนล จ ากดั (มหาชน) [ICC] บริษทั เอก็แซ็ค คิว จ ากดั [EXACT Q] บริษทั ไอ.ดี.เอฟ. จ ากดั [IDF] 3) บุคคลท่ีเก่ียวโยงและลกัษณะความสัมพนัธ์
every page of the documents is of the exact documents to which I have certified, I have authorized……………………………………to sign an initial of signature on each and every page of the documents and the amendments