establishment of a fund is terminated under the rules in Division 3 of Chapter 2, the management company shall proceed in accordance with such rules stipulated therein. Chapter 1 Requirements on the Application
30 3 In offering the units of the fund, the management company shall proceed as follows: (1) deliver or distribute the prospectus which contains correct, complete, sufficient and not misleading
to distribute the information according to sub clause (2) or (3) to investors, the unit offeror shall also distribute the draft prospectus according to sub clause (1) of the first paragraph to
client’s assets without delay upon receivership by court order, in compliance with the following regulations: (1) The SEC Office shall proceed with the segregation and management of the client’s assets by
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
of the REIT; (2) in case it is underwriting for the benefit of the parent company or the subsidiary company of the securities underwriter where the company wishes to distribute the held REIT units