exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council

further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

therefore cooperated with the Department of Economic Crime Litigation and consulted legal experts to acquire complete and sufficient facts for consideration of a legal action. _________________ *Clause 3

and Exchange Act B.E. 2535 (1992) (the SEA). The SEC, therefore, filed a criminal complaint against Mr. Prakorn Makjumroen with the DSI for the consideration of further legal action. In addition, the

auditor to do the special audit and showed no sign of progress. The SEC, therefore, will  not extend deadline for THL?s special audit submission and will later take legal action against THL and responsible

Section 83 and Section 86 of the Criminal Code, as the case may be. Therefore, SEC has filed a criminal complaint against the said persons for ECSD to consider further legal action. Concurrently, SEC has

is a result of the public prosecutor’s legal action against the former director of STARK in the Criminal Court under the Undecided Case No. Or. 1931/2567 on 24 June 2024 after the SEC filed a criminal

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both imprisonment and fines. If

Line at 1207 for further inspection. Any act found to be liable to an offense under the Securities and Exchange Act B.E. 2535 (1992) may be subject to legal action under the law, with both