SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

On 20 November 2023, JKN submitted information through the SET Electronic Information System regarding an issue where certain board members did not receive the invitation to the Board of Directors

SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and

well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

certificates can only be discovered when deposited into Thailand Securities Depository Co., Ltd. (TSD)?s system. The problem is an urgent issue which the SEC and TSD are discussing to find the solution. One

for utilising resources more effectively. Having realized the importance of solving the problem sustainably and comprehensively through the involvement and cooperation of the civil society, public

institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a

and modify it up to date. [M] o Determining a service provider provide report the functionality, other problem and resolutions.[M] o Determining a procedure of inspect the work of service provider. [M

securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from