Bangkok, February 15, 2006 ? The SEC Board was briefed on the latest developments in the investigation of the securities transactions of Shin Corporation Plc. (SHIN) at the board meeting today. As ordered by the SEC, Mr. Phantongtae and Ms. Pintongta Shinawatra submitted evidence certified by a notary public that Mr. Phantongtae had taken over Ample Rich Investments Ltd. from Prime Minister Thaksin Shinawatra and that Ms. Pintongta also acquired ARI shares later on. The SEC Board concl...
Bangkok, October 12, 2011 - On September 26, 2011, the Stock Exchange of Thailand (SET)?s overall trading system was temporarily halted at 14.36 hrs. before the SET Index dropped by 10 percent. SET?s trading system was back as normal and reopened at 14.42 hrs., and SET Index sharply rose. In addition, Thailand Futures Exchange Plc. (TFEX) had extended its night trading hour for 40 minutes on that day.The SEC had continually coordinated with the SET and TFEX to keep abreast of the volatility of...
.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
December 2014, it was after the SEC’s probe had revealed such wrongdoing. In addition, he committed or permitted no record of important information in the notes to RAM financial statements for the year 2012
proceeds to their bank accounts; and 3. Making unauthorized trading decisions without clients? orders and using the clients? accounts to trade securities for her own interest. The SEC?s probe also
Stock Exchange of Thailand, the SEC's probe found that during April 30 ? May 10, 2012, Sumit and Satja had purchased 2,514,800 and 490,000 RPC shares, respectively, through securities trading accounts of
} Company (presently known as {X2} Company) shares for their own benefits, as well as {C} as aider and abettor in the scheme.With the referral from the Stock Exchange of Thailand, the SEC's probe found that
the referral from the Stock Exchange of Thailand, the SEC's probe found that during November 9-22, 2012, {A} purchased 1,786,100 {X1} Company shares based on the company positive non-public information
purchase S.P. Suzuki Plc. (SPSU) shares for their own and other persons' benefits. The total fine was 12,831,738.66 baht.With the referral from the Stock Exchange of Thailand (SET), the SEC probe found that
Thai Unique Coil Center Plc. (TUCC) shares and Vorapin Ngamkaiwan for using inside information to sell TUCC shares.With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during