personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 09/11/2015 - 11/11/2015

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 27/08/2015 - 31/08/2015

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 28/03/2014 - 01/04/2014

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 06/02/2015 - 10/02/2015

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

themselves in an unfavorable position, for example, the employers going out of business, the new employers not having a PVD privilege, or the former employers limiting the retention period for the PVD benefits

revenues for the year 2015 and 2016 were 65.7% and 64.3% respectively. The major operating cost comprised 1) doctor’s fee 2) Salaries, wages and other employee benefits 3) inventories used 4) depreciation

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund