trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had
SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to
reductions in tick size. • The general consensus in the literature is that a larger tick size is indeed associated with wider bid-ask spread, while the evidence on trading volume is mixed. Literature review
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
permitted {A} to make further securities trading decisions. Besides, the securities and derivatives trading volume in the client?s account was high during the misconduct. Trading securities and derivatives on
Bangkok, April 30, 2015 ? Chalee Chantanayingyong, Acting SEC Secretary-General, said that the SEC urges the public to learn of investment in capital market for saving growth and secured the future financially. Everyone is invited to visit SEC booth at Money Expo Bangkok 2015 presented under the theme ?Creating a beautiful life?. At the SEC booth, visitors will experience and learn of financial knowledge in various activity zones. To begin with, investment product zone introduces the capital mar...
Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year we have decided to run the SEC Open Space theme to inspire investors and the general public to rethink their future, financial and otherwise, and hopefully to be able to crystalize their life goals as a starting point for mapping out a personal financial plan before taking the next steps toward inform...
Bangkok, 25 July 2022 – It appears that Zipmex Thailand has not resumed its digital asset trading service in accordance with the company’s rules, conditions and procedures (Trading Rules) as approved
The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public can also learn useful tips for managing financial health during Covid-19 situation as well as guidelines for self-adjustment and business planning advice for SMEs after the situation improves. The interested public can watch the free online seminars broadcast live on four Facebook pages, namely: @sec...
have the right according to criminal justice process to clarify and present information and evidence to the respective authorities. In any case, the filing of a criminal complaint commences the criminal