Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form ?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a variety of academic projects. Vorapol Socatiyanurak, SEC Secretary-General said, "This MOU sign...
The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including: • Co-developing a programme to improve the quantity and quality of environmental disclosures from corporates and financial institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand...
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in the prevention of the transfer of property enabling the collection of assets of offenders or defen...
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...
Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
companies comply with the following key regulations: 1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference; 2) To
components were (i) cash received from issuance of preference shares of THB 9,695mn, (ii) cash received from receivable of sales of investments in subsidiaries of THB 1,058mn, (iii) cash received from long
Lifecycle Thailand × Know Your Client Process– Standard risk questionnaire × Focus primarily on risk preference (i.e., an investor’s aversion to risk) and ignore risk capacity (i.e., an investor’s ability to
business as well as investing in various projects – all of these will eventually boost up the growth of income and profit of the Company. (Translation) Enclosure 1 7 If the offering price of the shares is
eventually boost up the growth of income and profit of the Company. (Translation) Enclosure 1 8 If the offering price of the shares is less than 90 percent of the weighted average price of the Company’s shares