For derivatives business operators to have sufficient time in preparing their operating systems, the SEC approved draft rules governing derivatives agents with requirements as follows: Readiness

To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the

Bangkok, November 18, 2008 ? Following the approval of the SEC Board and the Capital Market Supervisory Board (CMSB) for the issuance of notifications regarding licensing of restricted agents for

Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds

Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds

Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of

Plc. (TFEX) and gold business operators, has explored possibilities for gold business operators to take part in the gold future business through becoming limited derivatives agents, selling agents or

the collected data. ( 8 record(s) found) No. Report Name Data File As of Data Definition 1 Quarterly Assets, Liabilities and Shareholders Equities of All Securities Companies and Derivatives agents

restricted derivatives agents and selling agents for gold business operators. Under the proposed rules, the applicants must have work experiences relating to gold trading for at least two consecutive years

Bangkok, December 9, 2009 ? The SEC is inviting the public to comment on the draft amendment to the rules governing appointment of selling agents by asset management companies, securities companies