According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
Virtual Power Plant (VPP) IFRS Sustainability Standards Capacity Building 28 พฤศจกิายน 2567 | ท าความรูจ้กักบั มาตรฐานการเปิดเผยขอ้มลูดา้นความยัง่ยนื (IFRS Sustainability Disclosure Standards
ONE ASSET MANAGEMENT LIMITED|Sector Fund | Offering Date : 16/02/2017 - 24/02/2017
Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Company Profile - B.GRIMM POWER PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:12 Company Profile B.GRIMM POWER PUBLIC COMPANY LIMITED Please
Bangkok, November 8, 2006 ? The SEC has filed complaints against three executive directors of POWER-P Plc. ("POWER") and one accessory with the Department of Special Investigation on account of
ก.ล.ต. สั่งให้บริษัท เพาเวอร์-พี จำกัด (มหาชน) ("POWER") แก้ไขงบการเงินงวดไตรมาส 2 ปี 2549 เนื่องจากผู้สอบบัญชีรายงานว่า งบการเงินของ POWER ไม่เป็นไปตามหลักการบัญชีที่รับรองทั่วไป ในประเด็นที่ไม่ได้
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 09/09/2013 - 13/09/2013