? backed by US subprime mortgages, the IOSCO has set up a task force to conduct a preliminary review of key issues raised by these incidents with an emphasis on (1) potential regulatory reform in the US and
securities trading still need technology in decreasing the cost in multiple aspects, to increase the potential and help Thai capital market to have the competitiveness potential, and attract both domestic
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ
financial risks and to what extent they expect disclosure on a regular basis 8.1 Regularly communicate with the investors to ensure that the disclosure meet investors’ requirements Assess the potential impact
revenue etc.). The extent of a risk is a function of its likelihood and the severity of the potential impact. The severity of potential impact itself depends on the intensity of the challenge posed by the
General Regulations for Operation as Derivatives Exchange __________________ Clause 6 A derivatives exchange shall have sufficient funding to support its operation and manage potential risks from their
decision making by company boards and should reflect the extent to which this is embedded practice. Sustainability or corporate social responsibility (CSR) reports serve a useful purpose for multiple
registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
clearing house makes investment or deposits assets with a commercial bank, either in Thailand or in another country, the derivatives clearing house shall evaluate potential risks from the use of the