SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
accept the transfer of the second portion from the Seller. In this case, the Company is entitled to sell the first portion to the Seller and/or a person designated by the Seller at a price that the Company
capital. The said Mr. Lim Meng Pui is not a person under Section 2 5 8 of the Securities Act or a Concert Party in any way. The purchase of WICE SG's ordinary shares in Portion 2 is as follows: WICE and
development of fund structure and duties of person in relation to the registration of provident fund, allowing the provident fund to have the central registrar, and enabling transfer or payment in securities or
) dated 14 December 2016 . Clause 2 In this Notification: “ derivatives Broker ” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the
) dated 14 December 2016. Clause 2 In this Notification: “derivatives Broker” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the
. 4,590,000 Sale Shares from the Seller. In this case, the Company is entitled to sell the first portion: i.e. 10,710,000 Sale Shares to the Seller and/or a person designated by the Seller at a price that the