SEC Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Tipsuda Thavaramara and Deputy Secretary-General Sirivipa Supantanet convened an executive meeting with the SEC Management to declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Det...
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
ปฏิบัติงานด้านหลักทรัพย์ (compliance) และส่งเสริมการกำกับดูแลตนเอง (self-discipline) ของบริษัทหลักทรัพย์ ซึ่งเป็นหน้าที่สำคัญของทุกคนในการกำกับดูแล ทั้งคณะกรรมการและผู้บริหาร ส่วนงานที่ทำหน้าที่ให้บริการ
1 -Translation- No. ECF2 046/2562 24 December 2019 Subject: Report of Resolution of Board of Directors' Meeting Re: (1) Disposal of Rights under Loan Agreement, Pledge Agreement and Memorandum of
, transfer of securities ownership , pledge and seize, as well as the closing of the book in order to have information on securities holders, deal with rights and benefits arising from securities such as https
inclusion of companies in ESG-focused indices or funds. 4. ESG disclosures rely heavily on companies’ self-reported data. Issuers or companies (that also received ESG ratings) End investors Financial
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be