Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The

system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and

rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed

ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling

. Khachornsakdi Vanaratseath Transaction 6 1. Transaction Date: January 1, 2019 onwards Parties involved: Payee : Far East Fame Line DDB Plc. (FE) ), holding 3.93% shares of Pinnacle Travel Co., Ltd. Payer

Date: January 1, 2018 onwards Parties involved: Payee : Far East Fame Line DDB Plc. (FE) ), holding 3.93% shares of Pinnacle Travel Co., Ltd. Payer : Pinnacle Travel Co.,Ltd. 2. Description of

. Transaction Date: January 1, 2018 onwards Parties involved: Payee : Far East Fame Line DDB Plc. (FE) Payer : Pinnacle Travel Co.,Ltd. 2. Description of transaction: Rental Income of immovable assets of FE, the

) COMPANY LIMITED PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED PRUDENTIAL LIFE ASSURANCE (THAILAND) PUBLIC COMPANY LIMITED PI SECURITIES PUBLIC COMPANY LIMITED PINNACLE ADVISORY COMPANY LIMITED PLOENCHIT