The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong Budsaratragoon gave opening remarks and welcomed participating professionals from various sectors, including Fiscal Policy Office, a policy unit of the Ministry of Finance, the Bank for Agriculture and Agricultural Cooperatives, the Department of Skill Development, professors from the College of Asia...
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
นางสาวเสาวนีย์ สุวรรณรงค์ ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นประธานในพิธีปิดและมอบวุฒิบัตรโครงการจัดอบรมเชิงปฏิบัติการวิทยากรตัวคูณ (train the trainer
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นประธานในพิธีปิดและมอบวุฒิบัตรโครงการจัดอบรมเชิงปฏิบัติการวิทยากรตัวคูณ (train the trainer) สำหรับ
: Nattavut Kitprasert made unauthorized trading orders for his clients and intentionally bypassing the phone communication recording system when giving advice and taking trading orders by asking his clients to
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
auditor of listed SOEs, has joined the project to enhance its audit quality on par with the same standards. The World Bank will assign an expert on international audit standards to train OAG officers and
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