Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
-approval of each option clearly to the bondholders, together with the reasons and opinions of the bondholders' representative. Furthermore, the SEC requests the bondholders to scrutinize the information in
profile or qualifications of each director as well as the reason that board of directors appointed both of them to serve as audit committee to provide investors and involved person with information for
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018
Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/05/2002
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/01/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/01/2005