KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 01/01/2012 - 26/06/2012
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
Millennium Golden Link (Thailand) Website: www.mglthai.com : Unlicensed securities and derivatives business (Disclosure Date : 27/12/2016)
Millennium Golden Link (Thailand) Website: www.mglthai.com : Unlicensed securities and derivatives business (Disclosure Date : 27/12/2016)
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
TISCO ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 06/05/2008 - 13/05/2008
TISCO ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 29/08/2011 - 05/09/2011
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
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