Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
., a connected party to the company (3) Details of connected parties and relationship nature : Person relating to director is major shareholder in Exact Q Co., Ltd. by holding 18.91% Name Position Thai
Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within the issuer who is responsible for the information contained in the
every page of the documents is of the exact documents to which I have certified, I have authorized……………………………………to sign an initial of signature on each and every page of the documents and the amendments
well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
an appropriate person as the chairman and ensure that the board composition serves the best interest of the company, enabling the board to make its decisions as a result of exercising independent
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
management or the person within the issuer who is responsible for the information contained in the registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's