SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders.  As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

President and Chief Executive Officer of Bangkok First Investment & Trust Public Company Limited (BFIT), solicited the other person to purchase BSEC shares between December 23, 2010 and January 6, 2011

may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter

statements of Q4/2016 through monthly financial statement of January and February 2016 through Mr. Amit Prakash, Managing Director of PTL and director and representative of juristic person of PAPL. The

% Footwear Tech 1530 Co.,Ltd. 4,522 32.30% Excellent Rubber Co., Ltd. 3,747 26.76% Advantage Footwear Co.,Ltd. 3,246 23.19% PA Capital Co.,Ltd. 2,039 14.56% Other person 7 0.05% Total 14,000 100% 5) Totaling

% PA Capital Co.,Ltd. 2,039 14.56% 2,039 14.56% Other person 7 0.05% 7 0.05% Excellent Rubber Co., Ltd. - - 3,747 26.76% Advantage Footwear Co.,Ltd. - - 3,246 23.19% Total 14,000 100% 14,000 100% 5

material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company

own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly

Mr. Chai Sophonpanich On 7 November 2014, Mr.Chai Sophonpanich, authorized person of Bangkok Insurance Public Company Limited (BKI), ordered 200,000 of Bangkok Life Assurance Public Company Limited