Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other
securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through
The Person Intends to Acquire Franchise: Hi Healthcare Center Co., Ltd. - a subsidiary of the Company. The Person Intends to Dispose Franchise: Wuttisak Clinic Inter. Group Co., Ltd. – an indirect
4/2017 2. Transaction Parties and Relationship The Person Intends to Acquire Franchise: Hi Healthcare Center Co., Ltd. - a subsidiary of the Company. The Person Intends to Dispose Franchise: Wuttisak
Acquire Franchise: Hi Healthcare Center Co., Ltd. - a subsidiary of the Company. The Person Intends to Dispose Franchise: Wuttisak Clinic Inter. Group Co., Ltd. – an indirect subsidiary of 100% shares held
, stored or processed by electronic means; (9) “Office” means the Office of the Securities and Exchange Commission. Clause 3. Any person, who intends to acquire the newly issued securities in the category of