Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
creation of the investors’ portfolios. We are delighted to partner with the UN, PRI and AIGCC in promoting climate stewardship among Thai capital market participants, and in accelerating Thailand’s progress
value creation of the investors’ portfolios. We are delighted to partner with the UN, PRI and AIGCC in promoting climate stewardship among Thai capital market participants, and in accelerating
, greener, more inclusive economy. I’m delighted, therefore, that we are today formalising our broad-based collaboration with the SEC.” About the ASEAN Low Carbon Energy ProgrammeThe ASEAN Low Carbon
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
having adopted the SDGs as a guide for their corporate strategies. With this, UNDP is delighted to collaborate with SEC and TLCA in developing the SDGs Resource Center, to provide support to the private
Companies and Thai Bond Market Association. Assoc. Prof. Dr. Pasu Decharin, Dean, Faculty of Commerce and Accountancy, Chulalongkorn University said that Chulalongkorn Business School is delighted to take
indispensable issue and the Personal Data Protection Act B.E. 2562 (2019), which will be effective in 2021, states the direction thereof. The Faculty of Law, Chulalongkorn University is delighted to participate