trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai
To increase sales channel of investment unit as well as efficiency of services, the SEC approved draft regulations to allow the Islamic Bank of Thailand and the Government Savings Bank to apply for license to operate the business of broker, dealer, and underwriter for mutual fund investment units (limited BDU license).
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments must be within the scope agreed by the clients in advance, in order to expand the service scope of t...
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing
. Somsak Leeswadtrakul and Miss Kannikar Soykeeree, while being chief executive officer and commercial executive vice president of GSTEL respectively, committing or permitting another to act so as to falsify
Managing Director-Finance and Accounting of POWER, to dishonestly violate his duties and act to obtain unlawful gains for himself and/or other persons by permitting the company to pay 45 million baht deposit
”)’s assets, failed to perform duties responsibly, carefully and honestly, seeked unlawful gain for himself or other persons causing damage to the company, and committed or permitting wrongful acts