2013 to the SEC Office and the SET on March 3, 2014. CGD failed to rotate an auditor, in the occurrence that the auditor has performed her duties on auditing or reviewing and expressed opinion on
offering approval, disclosure and periodic reporting requirement. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website
to the SEC Office in accordance with the following rules: (1) in case the company has duty to submit any periodic report to a foreign securities exchange or a regulator in foreign jurisdiction, the
debt securities issuance and offering and disclosure of foreign bank branches. Disclosure made in registration statement and post-offering periodic reports, such as financial statement and annual
, report on offering result and periodic reports must be filed with the SEC after closing period of offerings. In case of private placement, more relaxed regulations will apply.?Debt securities have gained
disclose their periodic financial statements as specifies by the SEC, Executives of issuing companies failed to report their acquisition and disposal of securities TABLe 4: Legal actions taken under the
information on a more periodic basis so as to make the distribution of returns more symmetrical. Strategic Tweeting Behavior: Skin in the Game • Increase in return skewness as a result of tweeting for firms
certified financial statements. Therefore, the Securities and Exchange Commission requires that listed companies rotate their auditor every five accounting years. CG-ROSC Assessment recommends that
, including staffing, are allocated. 7.1.2 When approving information disclosures, the board should consider all relevant factors, including for periodic financial disclosures: (1) The evaluation results of