of 30,000 baht to the funds under their management may be liable to settlement fines. In case of penalties due to errors of similar natures, the SEC may also consider punishing fund managers in charge
work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a result, the Settlement Committee imposed the fine of 1,101,000 baht on AEC
inappropriate and illegal actions by its employees. The aforesaid defects of AEC work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange
Bangkok, June 4, 2009 ? The latest quarterly meeting with the Association of Investment Management Companies (AIMC) discussed the development and supervision of fund management business as summarized
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Thai HR Management Policy Report × Home > เกี่ยวกับ ก.ล.ต. > รายงานการดำเนินงาน > รายงานผลการบริหาร
Pecunia Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)
External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below