Bangkok, June 11, 2015 ? The Supreme Court of Thailand sentenced Suree or Ravi Sansirikul to a one-year imprisonment and a fine of 333,333.33 baht and Chompoonuch Pimhataivoot to a one-year and six-month imprisonment and a fine of 500,000 baht for jointly with others manipulating share price of Krisdamahanakorn Plc. (KMC). The imprisonments were not suspended.  On April 22, 1993, the SEC filed a criminal complaint against Suree and Chompoonuch for involving in KMC share price manipulation scheme...

Bangkok, June 11, 2015 ? The Supreme Court of Thailand sentenced Suree or Ravi Sansirikul to a one-year imprisonment and a fine of 333,333.33 baht and Chompoonuch Pimhataivoot to a one-year and six-month imprisonment and a fine of 500,000 baht for jointly with others manipulating share price of Krisdamahanakorn Plc. (KMC). The imprisonments were not suspended.  On April 22, 1993, the SEC filed a criminal complaint against Sureeand Chompoonuch for involving in KMC share price manipulation scheme...

work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a result, the Settlement Committee imposed the fine of 1,101,000 baht on AEC

inappropriate and illegal actions by its employees.  The aforesaid defects of AEC work systems were in violation of Section 113 and the company was subject to the penalties under Section 282 of the SEA. As a

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to

with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the

imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa

/29/2015 4 Earnings Distributions (3) • Earnings Forecasts (Burgstahler and Eames, 2006) 6/29/2015 5 Motivation • Markets assign rewards (penalties) for firms with meeting or beating (missing) these

's profit. 12/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht

agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth