Plain Investment Consultant
Facebook page ชื่อ Inverstment path : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
Facebook page Customer service or Facebook page Investment Path : Unlicensed securities and derivatives business (Disclosure Date : 16/05/2023)
Line ?MACQUARIE? and Line Group ?Profit Path 21? impersonates ?Macquarie Securities (Thailand) Ltd.? : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefit...
The Securities and Exchange Commission, led by Secretary-General Pornanong Budsaratragoon and the management team, held a meeting with the Thai Investors Association (TIA), led by President Mr.Yingyong Nilasena, directors and advisors, together with members of the Shareholders’ Proxy Volunteer Club, to discuss collaboration in developing and enhancing the protection of shareholders’ and investors’ rights in alignment with the changing capital market ecosystem. The discussion included st...