of Professionals undertaking the activity of investment advice from Home Jurisdiction to Host Jurisdiction within ASEAN region. A significant measure set out in this framework is providing “ACMF Pass
Complex Type 1 Investment Consultant
Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based
In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment
The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF?s immediate priorities for the year, during its 24th meeting
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that could affect the preparation of financial statements of listed companies. The main objective of the guidelines is to ensure clarity of application of accounting standards in financial statements of listed companies during the crisis and mitigate potential impacts on business operation. The two acc...
affecting the development of securities businesses in the capital market, both in Thailand and aboard, in order to lay out the landscape, securities business structure, policies and directions for promoting
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
Supervisory Board after he acquired or disposed TRAF between April 3, 2007 and August 7, 2008 which caused his aggregate holding of TRAF shares held by other persons to reach or pass a multiple of five percent
shares held by six other persons to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 1/2013 Settlement