Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
SLC shares and gained the illegal profit at the expense of general public. Thai, in particular, aided or abetted the group by gathering and providing related information which is essence to the
of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment. The SEC therefore allowed VTE to submit the audited
. Drafting single form is based on the principle of gathering necessary and sufficient information to ensure provision of appropriate services in compliance with the law, and to provide ease of filing for
measures to prevent the outbreak of COVID-19 such the state of emergency declared in all areas of the Kingdom of Thailand. And requested to consider activities involving gathering, which may promote person
inaccurate (i.e., incorrect calculations) • Report logic is incorrectly applying parameters • Report logic is incorrectly gathering source data • Unauthorized changes to systems or programs Infrastructure
include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or
statements. The request was made on the ground that the independent financial advisor is in process of exploring and gathering documents and evidence as well as more information from overseas authorities for
gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed
SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the