SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
knowledge and information to the public in the northeastern part of Thailand. For example, the roles of the SEC in supervising the market and enhancing investor protection, giving of investment advice
Type of securities : Common share | Effective Date : 20/10/2023 | Close Selling Date : 27/10/2023
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The
SEC Thailand has proactively taken part in this annual event for the sixth consecutive year. This year’s activities will be launched under the theme, “Investor Resilience” or “How Can Investors Make
Bangkok, March 14, 2016 ? The SEC in cooperation with the Association of Investmeent Management Companies (AIMC) will jointly prepare Thailand: Institutional Investor Code as a guideline for
: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)
: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)