services for institutional investors only. (5) 1 million baht for undertaking other securities businesses. SEC Assistant Secretary-General Paralee Sukonthaman said: “Setting an
On 8 November 2019, SEC booth, with SEC Deputy Secretary-General Paralee Sukonthaman and SEC’s executives, welcomed the Industry Minister Uttama Savanayana who was visiting the SEC booth at the
, Deputy Secretary-General, in charge of Legal Development and Enforcement; 2. Mrs. Paralee Sukonthaman, Deputy Secretary-General, in charge of Intermediary and Market Supervision, Investment Management
responsible for the operation of their outsourcee.SEC Deputy Secretary-General Paralee Sukonthaman said: “This revision of regulations will help build up the strength for business providers, for them to
Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division. 1.2 Market Intermediaries Division led by Assistant Secretary-General Paralee Sukonthaman. This
On 24 June 2019, SEC Secretary-General Ruenvadee Suwanmongkol, Sirivipa Supantanet and Paralee Sukonthaman, Deputy Secretaries-General, and a group of SEC executives led the first caravan under the
the core business of trading services. SEC Assistant Secretary-General Paralee Sukonthaman said: “Nowadays, growing information on investment products in the capital market makes most investors
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
including SEC, the National Savings Fund (NSF), state enterprises, private companies, and investment management companies.”SEC Deputy Secretary-General Paralee Sukonthaman said “The provident funds are a
Member (6) Mr. Pasu Dacharin Member (7) Mrs. Paralee Sukonthaman